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  3. April
  4. 9
  5. Battle of Näfels

Events on April 9 in history

Battle of Näfels
1388Apr, 9

Despite being outnumbered 16 to 1, forces of the Old Swiss Confederacy are victorious over the Archduchy of Austria in the Battle of Näfels.

The Old Swiss Confederacy, also frequently referred to simply as the Swiss Confederacy, represents a pivotal chapter in European history, laying the foundational stones for the modern state of Switzerland. This unique political entity, known in Modern German as Alte Eidgenossenschaft and historically as Eidgenossenschaft (after the Reformation also as Corps des Suisses or Confoederatio Helvetica, meaning "Confederation of the Swiss"), was not a unified kingdom or a centralized state, but rather a loose yet enduring alliance of independent small states. These states, known as cantons (or Orte and Stände in German), initially flourished within the vast, decentralized framework of the Holy Roman Empire, gradually forging a distinct identity and an impressive degree of autonomy.

The Genesis and Early Expansion

The confederacy began its journey in the 14th century, stemming from a core region nestled in what is now Central Switzerland. This nucleus, often associated with the legendary Rütli Oath and the initial alliance of the three "Forest Cantons" (Uri, Schwyz, and Unterwalden), steadily expanded its reach. By the middle of the century, this burgeoning alliance had grown to include influential urban centers like Zürich and Berne, marking a significant development. This integration of both rural communities and powerful city-states was quite rare for the time, forming a dynamic union where each member enjoyed a coveted status: imperial immediacy within the Holy Roman Empire. This meant they were subject directly to the Emperor, bypassing intermediate feudal lords and granting them a significant degree of self-governance, which was a cornerstone of their growing independence and appeal.

A Century of Success and Growth

The initial confederation, comprising eight cantons known collectively as the Acht Orte, proved remarkably resilient and effective, both politically and militarily, for over a hundred years. Their prowess on the battlefield was particularly noteworthy, culminating in the decisive Burgundy Wars of the 1470s. These conflicts saw the Swiss confederates emerge victorious against Charles the Bold of Burgundy, a formidable adversary, thereby firmly establishing the Confederacy as a significant power in the intricate European political landscape then dominated by the rivalry between France and the Habsburg monarchy. This impressive string of successes naturally attracted more allies, leading to a further expansion of the confederacy. By 1513, the number of cantons had grown to thirteen, forming the Dreizehn Orte.

Embracing Neutrality Amidst Turmoil

While the Swiss became renowned for their formidable mercenary forces, who served privately in various European conflicts like the Italian Wars during the Early Modern period, the Confederacy as a whole made a pivotal strategic decision. In 1647, under the looming shadow and devastating impact of the Thirty Years' War, the confederacy formally pledged its neutrality. This strategic declaration, while not always perfectly adhered to by individual Swiss soldiers seeking fortune abroad, marked a crucial step towards the deep-seated tradition of neutrality that would later define the modern Swiss state.

Towards De Facto Independence and Internal Strife

Following the Swabian War in 1499, a conflict that pitted the Swiss against the Swabian League and the Habsburgs, the Old Swiss Confederacy essentially operated as a de facto independent state throughout the early modern period. Although still nominally a part of the Holy Roman Empire, its practical ties were increasingly tenuous. This formal allegiance was finally severed in 1648 with the signing of the Treaty of Westphalia, which officially recognized the Swiss Confederacy as an independent entity, free from imperial jurisdiction, alongside other significant European powers. However, this hard-won external recognition was soon overshadowed by profound internal divisions. The European-wide religious upheaval of the Swiss Reformation deeply fractured the confederates into Reformed (Protestant) and Catholic parties. This ideological schism led to recurrent internal conflicts, known as the Kappel Wars and later the Villmergen Wars, between the 16th and 18th centuries. As a consequence, the federal diet, known as the Tagsatzung, which was the central legislative and administrative body, was frequently paralyzed by deep-seated hostility and irreconcilable differences between the opposing factions, hindering effective governance and collective action.

The Fall of the Old Confederacy

The venerable Old Swiss Confederacy, with its centuries-old traditions and unique political structure, ultimately succumbed to the seismic shifts of the late 18th century. In 1798, the French Revolutionary Army, driven by the ideals of the French Revolution and seeking to expand its influence, invaded Switzerland. The old order collapsed, leading to the establishment of the short-lived Helvetic Republic. This centralized, unitary state, imposed by the French, fundamentally differed from the loose confederation that preceded it, marking the definitive end of the Old Swiss Confederacy and ushering in a new, albeit turbulent, era for the Swiss people.

A Notable Encounter: The Battle of Näfels

Among the many pivotal moments in the Confederacy's early history, the Battle of Näfels stands out as a testament to Swiss resolve and military prowess. Fought on 9 April 1388, this engagement pitted the Canton of Glarus, supported by its allies from the Old Swiss Confederacy, against the powerful Archduchy of Austria, then ruled by the formidable Habsburg dynasty. Despite facing overwhelming odds – estimates suggest the Glarner and their confederate allies were outnumbered by as much as sixteen to one – they achieved a decisive victory. This battle, along with others from the period, reinforced the image of the Swiss as formidable defenders of their freedom and further solidified the Confederacy's standing against its Habsburg rivals, becoming a source of enduring pride and a symbol of their collective strength against oppression.

Frequently Asked Questions about the Old Swiss Confederacy

What was the Old Swiss Confederacy?
The Old Swiss Confederacy was a loose alliance of independent small states (cantons) that gradually formed in what is now Switzerland, beginning in the 14th century. It served as the precursor to the modern Swiss state.
What does "Imperial Immediacy" mean in this context?
Imperial Immediacy (Reichsunmittelbarkeit) was a privileged status within the Holy Roman Empire, granting certain territories or cities direct allegiance to the Holy Roman Emperor, bypassing intermediate lords. This provided the Swiss cantons with a significant degree of autonomy and self-governance.
When did the Confederacy form and how did it expand?
It began forming in the 14th century, initially as a nucleus of "Forest Cantons" in Central Switzerland. It expanded to eight cantons (the Acht Orte) by the mid-14th century, including cities like Zürich and Berne, and then to thirteen cantons (the Dreizehn Orte) by 1513 following military successes.
Why did the Swiss Confederacy declare neutrality?
The Confederacy formally pledged neutrality in 1647, largely in response to the devastating Thirty Years' War (1618–1648) raging across Europe. This decision was a strategic move to safeguard their territories and population from the widespread conflict, despite a long tradition of Swiss mercenaries serving abroad.
When did the Old Swiss Confederacy officially gain independence?
While it operated as a de facto independent state after the Swabian War in 1499, its de jure, or formal, independence from the Holy Roman Empire was recognized by the Treaty of Westphalia in 1648, which concluded the Thirty Years' War.
What was the significance of the Battle of Näfels?
The Battle of Näfels, fought in 1388, was a decisive victory for the Canton of Glarus and its confederate allies against the Habsburg Archduchy of Austria, despite being heavily outnumbered. It demonstrated the military strength and determination of the Swiss and was an important event in their struggle for independence against Habsburg influence.
What caused the Old Swiss Confederacy to end?
The Old Swiss Confederacy came to an end in 1798 when it was invaded by the French Revolutionary Army. This led to the collapse of the traditional confederate structure and the establishment of the centralized Helvetic Republic under French influence.

References

  • Old Swiss Confederacy
  • Archduchy of Austria
  • Battle of Näfels

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